Close

Securities Fraud Lawyer Blog

Updated:

Michael Kamperman Suspended by FINRA for Unsuitable Sales

FINRA suspends Waco Texas broker Michael Kamperman for 20 months Michael Kamperman, a registered representative from Waco, Texas, formerly with H.D. Vest Investment Services and Prospera Financial Services, was suspended from FINRA membership as a result of an investigation into securities related activity conducted by regulator FINRA.  Findings made in…

Updated:

FINRA Bars Nina Jessee

Nina Jessee barred for refusing to cooperate with a FINRA investigation. Nina Jessee, a registered representative from Abingdon, Virginia, formerly with Cetera Advisors and Investors Capital Corp., was barred from FINRA membership as a result of her refusing to cooperate with a FINRA investigation into her recommendation of alternative inestments,…

Updated:

Roger Owens FINRA Broker Suspended over Woodbridge Sales

Roger Owens Cetera Advisors broker Woodbridge Mortgage Fund investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Roger Owens a registered representative formerly affiliated with Cetera Advisors in Elkton, Maryland. The pending investigation concerns investments made by Roger…

Updated:

Jeffrey Schwebach Woodbridge Mortgage Fund investigation

Jeffrey Schwebach Independant Financial Group broker Woodbridge Mortgage Fund investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Jeffrey Schwebach a registered representative formerly affiliated with Independant Financial Group in Dell Rapids, South Dakota. The pending investigation concerns…

Updated:

Frank Dietrich Woodbridge Mortgage Fund Investigation

Frank Dietrich Quest Capital broker Woodbridge Mortgage Fund investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Frank Dietrich a registered representative formerly affiliated with Quest Capital Strategies in Springfield, Virginia. The pending customer dispute that gives rise…

Updated:

Patrick Teutonico Network 1 Broker Investigation

Patrick Teutonico Network 1 Financial Securities broker excessive trading investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Patrick Teutonico a registered representative affiliated with the Network 1 Financial Securities office in Seaford, New York. Mr. Teutonico partnered…

Updated:

Investor wins claim against Las Vegas businessman Ronald J. Robinson

Judgement against Ronald J. Robinson former CEO of Virtual Communications Corporation The Law Office of David Liebrader is pleased to announce a judgment in the Reva Waldo vs. Virtual Communications Corporation and Ronald J. Robinson case in Clark County, Nevada District Court after a bench trial before Judge Timothy Williams…

Updated:

Future Income Payments Recovery Information

Future Income Payments information for investors In the past several years multiple state finance and securities regulators have filed enforcement actions against Henderson, Nevada based Future Income Payments LLC to stop them from targeting pensioners – many of them military veterans- with a pitch to “cash out” their pensions and…

Contact Us