Articles Posted in FINRA

Representing victims of investment fraud in FINRA arbitrations and in state and federal court. For 32 years David Liebrader has been fighting for Nevada investors in the Nevada courts and in FINRA arbitration proceedings. Over this time he won the largest FINRA arbitration award in Nevada history ($1,225,424) and secured…

Nina Jessee barred for refusing to cooperate with a FINRA investigation. Nina Jessee, a registered representative from Abingdon, Virginia, formerly with Cetera Advisors and Investors Capital Corp., was barred from FINRA membership as a result of her refusing to cooperate with a FINRA investigation into her recommendation of alternative inestments,…