RALEIGH – A former Harnett County man accused of luring investors into a fraudulent daytrading scheme pleaded guilty July 20 in US District Court in Raleigh, following an investigation by the North Carolina Secretary of State’s Securities Division. Ronnie D. Rainey, 43, pleaded guilty to federal mail fraud. He is…
The article below is from the Orange County Register. Brookstreet has now closed and many unanswered questions remain: Why were retail client accounts approved for so much margin? Why wasn’t the illiquid nature of the CMOs taken into consideration for margin purposes? What was NFS involvement? Stay tuned By JOHN…
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