FINRA bars James Ignatowich
James Ignatowich, a registered representative from Delray Beach, FL, formerly with Newbridge Securities and Investor’s capital Corp. was suspended from FINRA membership for violations of Rule 9552
FINRA bars Paul Dorion aka Pablo Dorion.
Paul Dorion, a registered representative from Kilington Vermont, formerly with LPL Financial Services was suspended from FINRA membership for violations of Rule 9552
Ken Kolquist suspended by FINRA.
Ken Kolquist, a registered representative from Duluth, MN, formerly with Cetera Advisor Network of Duluth was suspended from FINRA membership for violations of Rule 9552
Robert DePalo suspended by FINRA.
Robert DePalo, a registered representative from Brookville, New York, formerly with McBarron Capital of Greenwich, CT was suspended from FINRA membership for violations of Rule 9552
Alina Brindusescu suspended (subsequently barred) by FINRA
Alina Brindusescu, a registered representative from Los Angeles, CA formerly with U.S. Bancorp Investments of Los Angeles was suspended from FINRA membership for violations of Rule 9552
Rhonda Matthews barred by FINRA
Rhonda Matthews , a registered representative from Wimberley, Texas a registered representative formerly with Prospera Financial Services and wells Fargo Advisors was suspended from FINRA membership for violations of Rule 9552
Justin Krutsinger suspended by FINRA
Justin Krutsinger , a registered representative from Westminster, Colorado a registered representative formerly with PFS Investments was suspended from FINRA membership for violations of Rule 9552
Bryon Glime suspended by FINRA
Bryon Glime , a registered representative from Federalsburg, Maryland a registered representative formerly with Capital Investment Group was suspended from FINRA membership for violations of Rule 9552
Dean Friedman barred by FINRA
Dean Friedman , a registered representative from Roslyn estates, NY a registered representative formerly with Syndicated Capital was suspended from FINRA membership for violations of Rule 9552.
Perry DeLeeuw barred by FINRA
Perry DeLeeuw, a registered representative from Jacksonville, Texas a registered representative formerly with PFS Investments of Duluth, Georgia was suspended from FINRA membership for violations of Rule 9552
Securities Fraud Lawyer Blog