FINRA bars James Ignatowich
James Ignatowich, a registered representative from Delray Beach, FL, formerly with Newbridge Securities and Investor’s capital Corp. was suspended from FINRA membership for violations of Rule 9552
FINRA bars Paul Dorion aka Pablo Dorion.
Paul Dorion, a registered representative from Kilington Vermont, formerly with LPL Financial Services was suspended from FINRA membership for violations of Rule 9552
Ken Kolquist suspended by FINRA.
Ken Kolquist, a registered representative from Duluth, MN, formerly with Cetera Advisor Network of Duluth was suspended from FINRA membership for violations of Rule 9552
Robert DePalo suspended by FINRA.
Robert DePalo, a registered representative from Brookville, New York, formerly with McBarron Capital of Greenwich, CT was suspended from FINRA membership for violations of Rule 9552
Alina Brindusescu suspended (subsequently barred) by FINRA
Alina Brindusescu, a registered representative from Los Angeles, CA formerly with U.S. Bancorp Investments of Los Angeles was suspended from FINRA membership for violations of Rule 9552
Lance Ziesemer suspended by FINRA
Lance Ziesemer , a registered representative from Waconia, Minnesota formerly with Feltl and Company was suspended from FINRA membership for violations of Rule 9552
Cheryl Wallace suspended by FINRA
Cheryl Wallace , a registered representative from Henderson, Nevada, formerly with Ameriprise Financial and Edward Jones was suspended from FINRA membership for violations of Rule 9552.
Melba Talbot suspended by FINRA
Melba Talbot , a registered representative from Crossville, TN, formerly with Lifemark Securities and LPL Financial was suspended from FINRA membership for violations of Rule 9552
FINRA suspends Chip Pledger
Chip Pledger , a registered representative from Athens, Georgia a registered representative formerly with StateFarm VP Management of Bloomington, IL was suspended from FINRA membership for violations of Rule 9552.
Alfonso Papa , a registered representative from Allentown, Pennsylvania a registered representative formerly with Merrill Lynch was suspended from FINRA membership for violations of Rule 9552
This FINRA rule provides if a FINRA member fails to provide information or testimony requested or required by FINRA’s By-Laws or FINRA rules, or fails to keep his or her membership and supporting documents current, FINRA, after providing 21 days’ notice may suspend the FINRA membership of the person.
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