FINRA bars William Upchurch.
William Upchurch, a registered representative from Hyattsville, MD, formerly with PFS Investments of Largo, MD. was suspended from FINRA membership for violations of Rule 9552
FINRA bars David Seigerman.
David Seigerman, a registered representative from Morristown, NJ, formerly with Janney Montgomery Scott and Morgan Stanley was suspended from FINRA membership for violations of Rule 9552
FINRA bars James Ignatowich
James Ignatowich, a registered representative from Delray Beach, FL, formerly with Newbridge Securities and Investor’s capital Corp. was suspended from FINRA membership for violations of Rule 9552
FINRA bars Paul Dorion aka Pablo Dorion.
Paul Dorion, a registered representative from Kilington Vermont, formerly with LPL Financial Services was suspended from FINRA membership for violations of Rule 9552
Ken Kolquist suspended by FINRA.
Ken Kolquist, a registered representative from Duluth, MN, formerly with Cetera Advisor Network of Duluth was suspended from FINRA membership for violations of Rule 9552
Robert DePalo suspended by FINRA.
Robert DePalo, a registered representative from Brookville, New York, formerly with McBarron Capital of Greenwich, CT was suspended from FINRA membership for violations of Rule 9552
Alina Brindusescu suspended (subsequently barred) by FINRA
Alina Brindusescu, a registered representative from Los Angeles, CA formerly with U.S. Bancorp Investments of Los Angeles was suspended from FINRA membership for violations of Rule 9552
Lance Ziesemer suspended by FINRA
Lance Ziesemer , a registered representative from Waconia, Minnesota formerly with Feltl and Company was suspended from FINRA membership for violations of Rule 9552
Cheryl Wallace suspended by FINRA
Cheryl Wallace , a registered representative from Henderson, Nevada, formerly with Ameriprise Financial and Edward Jones was suspended from FINRA membership for violations of Rule 9552.
Melba Talbot suspended by FINRA
Melba Talbot , a registered representative from Crossville, TN, formerly with Lifemark Securities and LPL Financial was suspended from FINRA membership for violations of Rule 9552
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