FINRA

Representing victims of investment fraud in FINRA arbitrations and in state and federal court.

For 32 years David Liebrader has been fighting for Nevada investors in the Nevada courts and in FINRA arbitration proceedings. Over this time he won the largest FINRA arbitration award in Nevada history ($1,225,424) and secured awards, judgments and settlements on behalf of hundreds of Nevada residents.

Since becoming licensed in Nevada in 1993 David Liebrader has maintained an office in Las Vegas where local clients are provided with a free, confidential consultation on their investment loss claims. Some of the typical claims the firm has handled involve suitability, breach of fiduciary duty, fraud, sales of unregistered securities, churning, overconcentration in risky investments, unauthorized trading, promissory note sales, improper sales of insurance and Ponzi scheme losses.

Nina Jessee barred for refusing to cooperate with a FINRA investigation.

Nina Jessee, a registered representative from Abingdon, Virginia, formerly with Cetera Advisors and Investors Capital Corp., was barred from FINRA membership as a result of her refusing to cooperate with a FINRA investigation into her recommendation of alternative inestments, and allegations she engaged in outside business activities. After receiving notice from FINRA of the investigation Jessee, though her counsel, notified FINRA that she would not appear for an interview conducted by FINRA as part of their investigation. As a result of her refusal to cooperate, Nina Jessee was barred from FINRA in any capacity in June, 2019.

FINRA opened the investigation in December, 2018 as a result of a series of customer complaints that had been filed alleging overconcentration and suitability. In addition, as part of their investigation, FINRA was looking into Jessee’s sales of alternative investments, and whether she engaged in outside busieness activities.

Articles Tagged with FINRA

Nevada Investment Loss Attorney

FINRA Bars Nina Jessee