Articles Posted in Investigations

John Heath Investigation

The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of John Heath, a registered representative formerly doing business out of Independent Financial Group’s Bloomington, MN office.

The pending customer dispute that gave rise to the investigation concerns the Minnesota Department of Commerce’s complaints against John Heath and Paul Bardine.  The complaint against John Heath alleges that beginning in the Fall of 2015 Heath improperly redeemed an annuity for an eighty eight year old client by posing as the man in communications with the insurance company.

Elliot Blonde Investigation – Energy Stocks

The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Elliot Blonde, a registered representative doing business out of RBC Capital Markets/RBC Wealth Management’s Scottsdale, Arizona office.

The customer dispute that gave rise to the investigation concerns Elliot Blonde’s  investment of client’ accounts in energy and energy related stocks.