FINRA suspends Chip Pledger
Chip Pledger , a registered representative from Athens, Georgia a registered representative formerly with StateFarm VP Management of Bloomington, IL was suspended from FINRA membership for violations of Rule 9552.
Alfonso Papa , a registered representative from Allentown, Pennsylvania a registered representative formerly with Merrill Lynch was suspended from FINRA membership for violations of Rule 9552
This FINRA rule provides if a FINRA member fails to provide information or testimony requested or required by FINRA’s By-Laws or FINRA rules, or fails to keep his or her membership and supporting documents current, FINRA, after providing 21 days’ notice may suspend the FINRA membership of the person.
Shaun Nagle barred by FINRA
Shaun Nagle , a registered representative from Pawcatuck, CT a registered representative formerly with Comprehensive Asset Management and Servicing was suspended from FINRA membership for violations of Rule 9552
Rhonda Matthews barred by FINRA
Rhonda Matthews , a registered representative from Wimberley, Texas a registered representative formerly with Prospera Financial Services and wells Fargo Advisors was suspended from FINRA membership for violations of Rule 9552
Justin Krutsinger suspended by FINRA
Justin Krutsinger , a registered representative from Westminster, Colorado a registered representative formerly with PFS Investments was suspended from FINRA membership for violations of Rule 9552
Bryon Glime suspended by FINRA
Bryon Glime , a registered representative from Federalsburg, Maryland a registered representative formerly with Capital Investment Group was suspended from FINRA membership for violations of Rule 9552
Dean Friedman barred by FINRA
Dean Friedman , a registered representative from Roslyn estates, NY a registered representative formerly with Syndicated Capital was suspended from FINRA membership for violations of Rule 9552.
Perry DeLeeuw barred by FINRA
Perry DeLeeuw, a registered representative from Jacksonville, Texas a registered representative formerly with PFS Investments of Duluth, Georgia was suspended from FINRA membership for violations of Rule 9552
Fontaine Boutwell suspended by FINRA
Fontaine Boutwell, a registered representative from Jacksonville, Florida a registered representative formerly with Allstate Financial Services also of Jacksonville was suspended from FINRA membership for violations of Rule 9552
Juan Alejos suspended by FINRA
Juan Alejos, a registered representative from Elmsford, NY a registered representative formerly with Spartan Capital Securities of New York, NY was suspended from FINRA membership for violations of Rule 9552
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