The Woodbridge Group of Companies filed for bankruptcy in December, 2017 after the Securities and Exchange Commission opened an investigation against them for, among other things, selling unregistered securities. As a result of these two proceedings, Woodbridge Group’s assets have been frozen, and investors face a long delay before they…
Todd Seeholzer a representative for Allegis Investment Services in Logan, Utah recommended a risky options strategy that caused substantial losses on August 21, 2015. We presently represent several clients who were solicited by Todd Seeholzer to open accounts with Allegis Investment Services. The securities attorneys at The Law Office of…
Goldfield Oil Goldfield McKenzie 7 Drilling Fund sued in Clark County District Court. The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of the Las Vegas based company Goldfield Oil Goldfield Mckenzie 7 Drilling Fund. The underlying matter concerns the…
Broker Barry Connell charged by SEC, terminated from Morgan Stanley, Barred by FINRA The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Barry Connell, a FINRA registered representative from Chester New Jersey, previously affiliated with Morgan Stanley in Ridgewood…
Ricardo Cabrera investigation over Senior Secured Note sales. The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Ricardo Cabrera, a licensed FINRA registered representative from Las Vegas, Nevada, affiliated with G.F. Investment Services and Wittman Capital Management of Henderson,…
Mark Stanczyk investigated for over-concentration in elderly client’s accounts. The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Mark Stanczyk, a licensed FINRA registered representative formerly affiliated with Leigh Baldwin & Company and Pinnacle Investments. Mark Stanczyk has been…
Allegis Investment Advisors’ risky options strategy causes losses. The Law Office of David Liebrader has opened an investigation into Allegis Investment Advisors’ program of placing investors’ funds into discretionary managed brokerage accounts that utilized a proprietary “options trading strategy.” The strategy consisted of simultaneously buying and selling “index options” based…
Update on Lawsuit against Pensco Trust Company A lawsuit filed in the US District Court for the Southern District of Ohio against Pensco Trust Company for Pensco’s role (or lack thereof) in the William Apostelos ponzi scheme has been the subject of intense motion practice between the parties. At issue…
John Heath Investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of John Heath, a registered representative formerly doing business out of Independent Financial Group’s Bloomington, MN office. The pending customer dispute that gave rise to the investigation concerns…
Elliot Blonde Investigation – Energy Stocks The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Elliot Blonde, a registered representative doing business out of RBC Capital Markets/RBC Wealth Management’s Scottsdale, Arizona office. The customer dispute that gave rise to…